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Transfer Agent Services

Investor
Information Transfer
Agent Services Your
Privacy Legal
Notice Closed-End
Funds

The Company’s transfer agent, Equiniti Trust Company, LLC, maintains records for individuals who own shares of GAM directly as opposed to those who hold shares in “street name” registration through their broker.

For the following services related to your holdings, we suggest that you contact Equiniti directly:

  • Transfer or change the registration of your stock certificates
  • Replace lost stock certificates
  • Enroll in the Investors Choice Direct Stock Purchase and Sale Plan sponsored and administered by Equiniti
  • Effect transactions or deposit stock certificates in your Investors Choice Plan account
  • Consolidate accounts or certificates
  • Change the address on your account
  • Certify your taxpayer identification number
  • Obtain the balance of shares registered in your name or a transcript of activity in your account
  • Obtain a duplicate form 1099-DIV

Equiniti Trust Company, LLC
48 Wall Street, Floor 23
New York, NY 10005
1-800-413-5499
www.equiniti.com/us

Shareholders who own shares in street name registration that are held in a brokerage account should contact their broker for services.

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